Designated Certified Professional Individual and Firm Recertification Attestation Tutorial
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This video is for the Designated Certified Professionals (DCP) completing their Individual Recertifications and must complete the Firm Recertifications. Please note that the Firm Recertification will be done by completing the Firm Attestation page within the Individual Recertification Submittal. The Firm’s Code of Ethics (COE) and the Firm’s Arbitration Agreement documents must be downloaded within the portal and signed by the Firm’s Officers.